Jie Ying Low
劉洁穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Ying Low (劉洁穎), a licensed former licensee with CE reference BRQ534. This person has 1.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-01 | 2023-12-20 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-01 | 2023-12-20 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2022-04-01 | 2023-12-20 |
| Triada Capital Limited | Rep | Type 4 - Advising on securities | 2021-11-09 | 2022-01-28 |
| Triada Capital Limited | Rep | Type 9 - Asset management | 2021-11-09 | 2022-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Ying Low during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.