Mingyue Guan
關明玥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingyue Guan (關明玥), a licensed former licensee with CE reference BRK893. This person has 4.5 years of SFC licence history. Total licence records on file: 6.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-06-08 | 2026-07-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-06-08 | 2026-07-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-06-08 | 2026-07-22 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-06-08 | 2026-07-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-20 | 2022-12-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-20 | 2022-12-12 |