Ju Li
李菊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ju Li (李菊), a licensed former licensee with CE reference BRG416. This person has 3.5 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-13 | 2024-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-06-13 | 2024-12-19 |
| Altive Limited | Rep | Type 4 - Advising on securities | 2021-06-16 | 2022-06-05 |
| Altive Limited | Rep | Type 9 - Asset management | 2021-06-16 | 2022-06-05 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Ju Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ki Sum Cheng | Altive Limited | 2021–2022 |
| Sing Tat Wong | Altive Limited | 2021–2022 |
| Sze Yan Abby Mak | Altive Limited | 2021–2022 |
| Derek Tak Wai Lam | Altive Limited | 2021–2022 |
| Sze Ching Choy | Altive Limited | 2021–2022 |
| Ngar Man Ho | Altive Limited | 2021–2022 |
| Michael Cheuk Kin Kwan | Altive Limited | 2021–2022 |
| Po Han Hsu | Altive Limited | 2021–2022 |
| Chin Pang Liu | Altive Limited | 2021–2022 |
| Ho Yin Wong | Altive Limited | 2021–2022 |
| Hongyu Fu | Altive Limited | 2021–2022 |
| Pui Ling Siao | Altive Limited | 2021 |
| Johnny Chun Lin Chan | Altive Limited | 2021 |
| Yan Ting Leung | Altive Limited | 2021–2022 |
| Hiu Tung Leung | Altive Limited | 2022 |
| Henry Him Wai Lee | Altive Limited | 2022 |
| Chi On Charlie Yip | Altive Limited | 2022 |
| Michael Ho-Yeung Wong | Altive Limited | 2022 |