Yuanzhuo Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanzhuo Wu (伍遠卓), a licensed Representative with CE reference BQD515. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2022-10-18 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2022-10-07 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-03-15 | 2022-08-24 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-23 | 2022-08-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuanzhuo Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.