Shang Liu
刘上
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Liu (刘上), a licensed Responsible Officer with CE reference BPQ440. Currently licensed at 1 firm(s): Fortune Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-07-15 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 - Asset management | 2024-07-15 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-04 | 2024-07-15 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-06-04 | 2024-07-15 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-18 | 2022-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.