Wai Yee Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Wong (黃慧怡), a licensed Representative with CE reference BPN621. Currently licensed at 1 firm(s): SW Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-10 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-10 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-10 | present |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-03 | 2025-10-10 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-03 | 2025-10-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-05 | 2023-10-19 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-05 | 2023-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yee Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.