Heather Tin Wai Yang
楊天慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heather Tin Wai Yang (楊天慧), a licensed former licensee with CE reference AND437. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-04 | 2023-06-28 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-06 | 2023-06-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2018-01-25 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-18 | 2010-06-21 |