Raymond W Tsao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond W Tsao, a licensed Responsible Officer with CE reference BPI438. Currently licensed at 1 firm(s): Probitas Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-22 | present |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 4 - Advising on securities | 2021-02-22 | present |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond W Tsao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Greg William Hausler | Probitas Hong Kong Limited | 2021–2026 |
| Wan Wan Xu | Probitas Hong Kong Limited | 2021 |
| Haakon Matheson Gresvig | Probitas Hong Kong Limited | 2026–present |
| Mang Kiu Chan | Probitas Hong Kong Limited | 2021 |