Deni Lo
盧德倪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deni Lo (盧德倪), a licensed former licensee with CE reference BPG003. This person has 3.1 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | RO | Type 4 - Advising on securities | 2021-12-07 | 2023-01-31 |
| International Commerce Corporation | RO | Type 9 - Asset management | 2021-12-07 | 2023-01-31 |
| International Commerce Corporation | Rep | Type 4 - Advising on securities | 2020-01-07 | 2021-12-07 |
| International Commerce Corporation | Rep | Type 9 - Asset management | 2020-01-07 | 2021-12-07 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Deni Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Manbir Singh | International Commerce Corporation | 2020–2023 |
| Nicholas John Donaldson | International Commerce Corporation | 2020–2023 |
| Michael John Alan Spivey | International Commerce Corporation | 2020–2023 |
| John Douma | International Commerce Corporation | 2020 |