Xiaoqin Kong
孔小琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqin Kong (孔小琴), a licensed Responsible Officer with CE reference BOQ992. Currently licensed at 1 firm(s): Sigma Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 6.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Asset Management (Hong Kong) Limited 西格瑪資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2025-04-16 | present |
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 4 - Advising on securities | 2023-07-04 | 2024-09-30 |
| New Vision Asset Management Limited 新盛資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-17 | 2024-09-30 |
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-02 | 2023-05-17 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoqin Kong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuxiang Lu | New Vision Asset Management Limited | 2019–2024 |
| Wenjie Li | New Vision Asset Management Limited | 2021–2024 |
| Jing Zhang | New Vision Asset Management Limited | 2021–2024 |
| Kenneth Chuan Wang | New Vision Asset Management Limited | 2020–2023 |
| Dongli Zheng | New Vision Asset Management Limited | 2022–2023 |
| Yawei Wang | Sigma Asset Management (Hong Kong) Limited | 2025–present |
| Baiwen Gao | New Vision Asset Management Limited | 2020–2022 |
| Shen Wang | Sigma Asset Management (Hong Kong) Limited | 2025–present |
| Hon Keung Yeung | New Vision Asset Management Limited | 2019–2021 |
| Rong Lu | Ascent Financial Partners Limited | 2023–2024 |
| Tsu-Wei Yang | New Vision Asset Management Limited | 2022–2023 |
| Kevin Lester Loo | New Vision Asset Management Limited | 2021–2022 |
| Yiming Liang | New Vision Asset Management Limited | 2019–2020 |
| Wee Siang Lee | New Vision Asset Management Limited | 2020 |