Gavan Mark Carroll
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gavan Mark Carroll, a licensed former licensee with CE reference BOM388. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-07-29 | 2020-01-29 |
| Ord Minnett Hong Kong Limited | Rep | Type 4 - Advising on securities | 2019-07-29 | 2020-01-29 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Gavan Mark Carroll during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Joseph Donovan | Ord Minnett Hong Kong Limited | 2019–2020 |
| Christopher David Moore | Ord Minnett Hong Kong Limited | 2019–2020 |
| Nicholas Burmester | Ord Minnett Hong Kong Limited | 2019–2020 |
| Timothy Philip Last | Ord Minnett Hong Kong Limited | 2019–2020 |
| George Alexander Gladstone | Ord Minnett Hong Kong Limited | 2019–2020 |
| Andrew Jaeho Han | Ord Minnett Hong Kong Limited | 2019–2020 |
| Angus John Sexton | Ord Minnett Hong Kong Limited | 2019–2020 |
| Vlada Vujasinovic | Ord Minnett Hong Kong Limited | 2019–2020 |
| Brett Morris Waller | Ord Minnett Hong Kong Limited | 2019–2020 |
| Kathryn Louise Stannard | Ord Minnett Hong Kong Limited | 2019–2020 |
| David Scott Smallacombe | Ord Minnett Hong Kong Limited | 2019–2020 |
| Timothy James Gunning | Ord Minnett Hong Kong Limited | 2019 |
| Dylan Francis Tuck Kelly | Ord Minnett Hong Kong Limited | 2019–2020 |