Shuojia Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuojia Liu (劉朔甲), a licensed Responsible Officer with CE reference BOK087. Currently licensed at 1 firm(s): CMB Wing Lung Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-31 | present |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-31 | present |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-05 | 2022-08-31 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-29 | 2022-05-06 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-29 | 2022-05-06 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-27 | 2022-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuojia Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.