Shu Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Sun (孫舒), a licensed Representative with CE reference BOJ152. Currently licensed at 1 firm(s): China Life Franklin Asset Management Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-16 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-21 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-21 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-06 | 2021-12-11 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-06 | 2021-12-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-06 | 2021-12-11 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-06 | 2021-12-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-06-06 | 2021-12-11 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-06-06 | 2021-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.