Philip Hongyu Yen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Hongyu Yen (顏宏宇), a licensed Responsible Officer with CE reference BOH507. Currently licensed at 1 firm(s): HC Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-19 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-07-19 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-07-19 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-05 | 2024-07-19 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-05 | 2024-07-19 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-10-05 | 2024-07-19 |
| Eminence Asset Management (Asia) Limited 卓高資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2022-06-09 | 2023-08-10 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-05 | 2022-03-08 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-05 | 2022-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Hongyu Yen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.