Yaozhu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaozhu Li (李耀柱), a licensed Responsible Officer with CE reference BNV391. Currently licensed at 1 firm(s): GF International Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-10 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-10 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-10 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-29 | 2022-08-10 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-29 | 2022-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yaozhu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.