Charles Robert James Buxton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Robert James Buxton, a licensed Responsible Officer with CE reference BNV161. Currently licensed at 1 firm(s): Progeny (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited | RO | Type 9 - Asset management | 2019-06-21 | present |
| Progeny (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2019-03-04 | present |
| Progeny (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2019-03-04 | present |
| Progeny (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-01-22 | 2019-03-04 |
| Progeny (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-01-22 | 2019-03-04 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Robert James Buxton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Matthew Simon Curtis | Progeny (Hong Kong) Limited | 2019–present |
| James Peter Sutton | Progeny (Hong Kong) Limited | 2019–present |
| Edita Wing Tsang | Progeny (Hong Kong) Limited | 2019–present |
| Ho Fung Man | Progeny (Hong Kong) Limited | 2019–present |
| Alexandre Francis Bernard Neyrinck | Progeny (Hong Kong) Limited | 2019–present |
| Jeremy James Thomas Woodley | Progeny (Hong Kong) Limited | 2020–2024 |
| Samuel Paul Hegarty | Progeny (Hong Kong) Limited | 2019–2020 |
| Stuart Liam Rollins | Progeny (Hong Kong) Limited | 2019 |
| Richard Evan Jones | Progeny (Hong Kong) Limited | 2019 |
| Nathan James Geary | Progeny (Hong Kong) Limited | 2019 |