Xi Yao
姚希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Yao (姚希), a licensed Responsible Officer with CE reference BNU869. Currently licensed at 1 firm(s): GBA Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 4 - Advising on securities | 2025-09-12 | present |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 9 - Asset management | 2025-09-12 | present |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-30 | 2025-09-12 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 9 - Asset management | 2025-07-30 | 2025-09-12 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 4 - Advising on securities | 2022-06-16 | 2022-07-01 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 9 - Asset management | 2022-06-16 | 2022-07-01 |
| HAI Smart Alpha Limited | RO | Type 9 - Asset management | 2019-05-21 | 2021-07-22 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Xi Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| King Yut Quan | GBA Capital Management Limited | 2022–present |
| Yuncheng Xu | GBA Capital Management Limited | 2023–2024 |
| Chun-Chieh Huang | HAI Smart Alpha Limited | 2019–2020 |
| Nengpan Yao | HAI Smart Alpha Limited | 2020 |
| Segundo Willy Sam Chang | GBA Capital Management Limited | 2025 |