Sooho Lee
李守鎬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sooho Lee (李守鎬), a licensed former licensee with CE reference BNO784. This person has 4.6 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-17 | 2023-06-16 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-17 | 2023-06-16 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-05 | 2022-04-21 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-05 | 2022-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sooho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.