Shaobo Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaobo Li (李少博), a licensed Representative with CE reference BNI705. Currently licensed at 1 firm(s): WRise Wealth Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.2 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-21 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-21 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-09-21 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-17 | 2023-10-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-17 | 2023-10-10 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaobo Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Hung Ting | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Nga Ying Leung | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Jiaxin Deng | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Kar Kin Poon | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Di Zhang | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Binqian Cheng | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Tsz Yan Cheng | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Jinyi Lin | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Emily Man-Ching Wong | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Peilin Yang | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Siyan Yuan | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Xiaoyue Zhang | WRise Wealth Management (Hong Kong) Limited | 2026–present |
| Xiqian Zhao | WRise Wealth Management (Hong Kong) Limited | 2026–present |