Kwan Pang Wong

黃坤鵬
CE No. BND499 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Pang Wong (黃坤鵬), a licensed former licensee with CE reference BND499. This person has 2.3 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2024-04-10 2024-09-27
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2024-04-10 2024-09-27
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2021-04-12 2022-03-13
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2021-04-12 2022-03-13
First Shanghai Securities Limited
第一上海證券有限公司
Rep Type 1 - Dealing in securities 2019-03-26 2019-06-23
First Shanghai Securities Limited
第一上海證券有限公司
Rep Type 4 - Advising on securities 2019-03-26 2019-06-23
Mage Securities Limited
明璣證券有限公司
Rep Type 1 - Dealing in securities 2018-07-26 2019-03-14
Mage Securities Limited
明璣證券有限公司
Rep Type 4 - Advising on securities 2018-07-26 2019-03-14
Head & Shoulders Asset Management Limited
聯合資產管理有限公司
Rep Type 9 - Asset management 2018-07-26 2019-03-14

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Pang Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Hongwei Huang Head & Shoulders Asset Management Limited 2018–2019
Shing Hei Lee Head & Shoulders Asset Management Limited 2018–2019
Ho Chun Yeung Head & Shoulders Asset Management Limited 2018–2019
Chun Kit Chan Head & Shoulders Asset Management Limited 2018–2019
Yan Yu Jessica Chan Head & Shoulders Asset Management Limited 2018–2019
Wing Lim Ho Head & Shoulders Asset Management Limited 2018–2019
Tim Tse Head & Shoulders Asset Management Limited 2018–2019
Ning Zhang Head & Shoulders Asset Management Limited 2018–2019
Hiu Shun Chan Head & Shoulders Asset Management Limited 2018–2019
Wai Cheong Chan Head & Shoulders Asset Management Limited 2018–2019
Cho Fung Lau Head & Shoulders Asset Management Limited 2018–2019
Ka Wai Choi Head & Shoulders Asset Management Limited 2018–2019
Wai Sang Chan Head & Shoulders Asset Management Limited 2018–2019
Stephen Henry Chu Head & Shoulders Asset Management Limited 2018–2019
Yuanqing Rui Head & Shoulders Asset Management Limited 2018–2019
Kam Kwan Chan Mage Securities Limited 2018–2019
Zhiyuan Ye Head & Shoulders Asset Management Limited 2018–2019
Ying Fai Fan Mage Securities Limited 2018–2019
Cho Ying Lo Mage Securities Limited 2018–2019
Ka Pong Ng Mage Securities Limited 2018–2019

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