David Scott Smallacombe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Scott Smallacombe ( ), a licensed former licensee with CE reference BMY008. This person has 4.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2020-02-03 | 2022-06-02 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2020-02-03 | 2022-06-02 |
| Ord Minnett Hong Kong Limited |
Rep | Type 9 - Asset management | 2020-02-03 | 2022-06-02 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2019-07-24 | 2020-02-03 |
| Ord Minnett Hong Kong Limited |
RO | Type 4 - Advising on securities | 2019-07-24 | 2020-02-03 |
| Ord Minnett Hong Kong Limited |
RO | Type 9 - Asset management | 2019-07-24 | 2020-02-03 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2018-05-29 | 2019-07-24 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2018-05-29 | 2019-07-24 |
| Ord Minnett Hong Kong Limited |
Rep | Type 9 - Asset management | 2018-05-29 | 2019-07-24 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as David Scott Smallacombe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| George Alexander Gladstone | Ord Minnett Hong Kong Limited | 2018–2022 |
| Andrew Jaeho Han | Ord Minnett Hong Kong Limited | 2018–2022 |
| Angus John Sexton | Ord Minnett Hong Kong Limited | 2018–2022 |
| Vlada Vujasinovic | Ord Minnett Hong Kong Limited | 2018–2022 |
| Kathryn Louise Stannard | Ord Minnett Hong Kong Limited | 2018–2022 |
| Brett Morris Waller | Ord Minnett Hong Kong Limited | 2019–2022 |
| Michael Joseph Donovan | Ord Minnett Hong Kong Limited | 2018–2022 |
| Christopher David Moore | Ord Minnett Hong Kong Limited | 2018–2022 |
| Nicholas Burmester | Ord Minnett Hong Kong Limited | 2019–2021 |
| Timothy James Gunning | Ord Minnett Hong Kong Limited | 2018–2019 |
| Timothy Philip Last | Ord Minnett Hong Kong Limited | 2018–2020 |
| Dylan Francis Tuck Kelly | Ord Minnett Hong Kong Limited | 2019–2021 |
| Gavan Mark Carroll | Ord Minnett Hong Kong Limited | 2019–2020 |
| Christopher Lee Chappel | Ord Minnett Hong Kong Limited | 2018 |
| Sam Johnathon Phillips | Ord Minnett Hong Kong Limited | 2018 |