Ying Sum Lau
劉應心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Sum Lau (劉應心), a licensed Responsible Officer with CE reference BMS676. Currently licensed at 1 firm(s): LSQ Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LSQ Capital Limited | RO | Type 4 - Advising on securities | 2026-05-22 | present |
| LSQ Capital Limited | RO | Type 9 - Asset management | 2026-05-22 | present |
| LSQ Capital Limited | Rep | Type 4 - Advising on securities | 2026-03-09 | 2026-05-22 |
| LSQ Capital Limited | Rep | Type 9 - Asset management | 2026-03-09 | 2026-05-22 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-02 | 2026-01-01 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-02 | 2026-01-01 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-20 | 2021-05-08 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-22 | 2020-10-08 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-10-22 | 2020-10-08 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | 2018-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Sum Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.