Ho Ting Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ting Lui (呂浩霆), a licensed Representative with CE reference BLK723. Currently licensed at 2 firm(s): CMBC Securities Company Limited, CMBC International Futures Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 6.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-19 | present |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-19 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-19 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-02 | 2019-04-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-02 | 2019-04-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-21 | 2018-09-14 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-02 | 2018-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Ting Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.