Sam Shan Lo
盧山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Shan Lo (盧山), a licensed Representative with CE reference BIT275. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 9.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-16 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-08 | 2022-03-23 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-01-27 | 2018-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Shan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.