Andrew John Smart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Smart, a licensed former licensee with CE reference BIG064. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-11 | 2017-04-26 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-10-11 | 2017-04-26 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew John Smart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.