Claudia Yat-Ching Poon
潘逸晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudia Yat-Ching Poon (潘逸晴), a licensed former licensee with CE reference BIB425. This person has 5.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-30 | 2021-10-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-26 | 2019-07-22 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-26 | 2019-07-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-11 | 2018-03-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2018-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Claudia Yat-Ching Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.