Pik Yan Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Yan Wong (黃碧欣), a licensed Responsible Officer with CE reference BHQ193. Currently licensed at 2 firm(s): XinKong International Capital Limited, XinKong International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 9.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-23 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-23 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-12-23 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-08-21 | 2025-12-03 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-23 | 2025-12-03 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-06-23 | 2025-08-21 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-19 | 2025-03-21 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-02-19 | 2025-03-21 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-30 | 2024-09-09 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-11 | 2024-09-09 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-02 | 2021-09-30 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-04 | 2021-09-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-03 | 2019-03-13 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-12 | 2017-09-20 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-12 | 2017-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pik Yan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.