Kenneth Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Lee, a licensed former licensee with CE reference BGW789. This person has 4.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-14 | 2026-03-02 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-14 | 2026-03-02 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-04-01 | 2025-04-16 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2022-04-01 | 2025-04-16 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-04 | 2016-07-26 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-04 | 2016-07-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.