Xiaoxi Ding

丁曉夕
CE No. BGV491 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Ding (丁曉夕), a licensed former licensee with CE reference BGV491. This person has 9.3 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2025-04-15 2025-09-29
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2021-10-29 2025-03-13
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 - Dealing in futures contracts 2021-10-29 2025-03-13
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 - Advising on securities 2021-10-29 2025-03-13
Zhongrong PT Securities Limited
中融平和證券有限公司
Rep Type 2 - Dealing in futures contracts 2018-11-28 2021-08-25
Zhongrong PT Securities Limited
中融平和證券有限公司
Rep Type 1 - Dealing in securities 2018-11-14 2021-08-25
Zhongrong PT Securities Limited
中融平和證券有限公司
Rep Type 4 - Advising on securities 2018-11-14 2021-08-25
Yunfeng Asset Management Limited
雲鋒資產管理有限公司
Rep Type 9 - Asset management 2018-09-04 2018-10-12
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 4 - Advising on securities 2018-04-09 2018-10-12
Yunfeng Securities Limited
雲鋒證券有限公司
Rep Type 4 - Advising on securities 2018-04-09 2018-10-12
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 1 - Dealing in securities 2016-11-11 2018-10-12
Yunfeng Securities Limited
雲鋒證券有限公司
Rep Type 1 - Dealing in securities 2016-11-11 2018-10-12
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2016-01-26 2016-10-22
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2016-01-26 2016-10-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxi Ding during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Na Dong Yunfeng Securities Limited 2016–2018
Xu Xu Yunfeng Securities Limited 2016–2018
Xiaofan Wang Yunfeng Securities Limited 2016–2018
Yuan Li Yunfeng Securities Limited 2016–2018
Hua Cai Yunfeng Securities Limited 2016–2018
Ka Ho Ho Yunfeng Securities Limited 2016–2018
Man Kit Lam Yunfeng Securities Limited 2016–2018
Sor Ying Wong Yunfeng Securities Limited 2016–2018
Ting Li Yunfeng Securities Limited 2016–2018
Weiqing Luo Yunfeng Securities Limited 2016–2018
Yee Ching Liao Yunfeng Securities Limited 2016–2018
Chi Keung Au Yeung China International Capital Corporation Hong Kong Futures Limited 2021–2025
Man Lok Chan China International Capital Corporation Hong Kong Futures Limited 2021–2025
Luke Fowler China International Capital Corporation Hong Kong Futures Limited 2021–2025
Xin Hao China International Capital Corporation Hong Kong Futures Limited 2021–2025
Pong Wong Lau China International Capital Corporation Hong Kong Futures Limited 2021–2025
Yu Wen Liu China International Capital Corporation Hong Kong Futures Limited 2021–2025
Hin Lun Tang China International Capital Corporation Hong Kong Futures Limited 2021–2025
Eddie Khang Thach Trinh China International Capital Corporation Hong Kong Futures Limited 2021–2025
Chi Man Wong China International Capital Corporation Hong Kong Futures Limited 2021–2025
Explore the interactive colleague network →

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