Seth Shi Zhai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seth Shi Zhai, a licensed former licensee with CE reference BGR297. This person has 5.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited | Rep | Type 9 - Asset management | 2020-02-18 | 2021-11-16 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2019-03-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-12-30 | 2019-03-30 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-12-30 | 2016-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Seth Shi Zhai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sebastian Gorga | LMR Partners Limited | 2020–2021 |
| Ching Man Lam | LMR Partners Limited | 2020–2021 |
| Jinsong Du | LMR Partners Limited | 2020–2021 |
| Rahul Gupta | LMR Partners Limited | 2020–2021 |
| Iain Alexander Raskin | LMR Partners Limited | 2020–2021 |
| Jacob Elliot Carnow | LMR Partners Limited | 2020–2021 |
| Cedric Paul Choffat | LMR Partners Limited | 2020–2021 |
| Domenico Iuliano | LMR Partners Limited | 2020–2021 |
| Benjamin Leslie Levine | LMR Partners Limited | 2020–2021 |
| Philipp William Mundorf | LMR Partners Limited | 2020–2021 |
| Subhankar Sadhukhan | LMR Partners Limited | 2020–2021 |
| Angharad Elizabeth Anne FitzWilliams | LMR Partners Limited | 2020–2021 |
| Nyma Mahdi Sharifi | LMR Partners Limited | 2020–2021 |
| Seunghwan Kim | LMR Partners Limited | 2020–2021 |
| Wai Hung Chak | LMR Partners Limited | 2020–2021 |
| Fanjie Meng | LMR Partners Limited | 2020–2021 |
| Qian Xu | LMR Partners Limited | 2020–2021 |
| Ankur Gadi | LMR Partners Limited | 2020–2021 |
| Stefan Andreas Renold | LMR Partners Limited | 2020–2021 |
| Jared Ross Dubin | LMR Partners Limited | 2020–2021 |