Shaopeng Zhu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaopeng Zhu (朱少鵬), a licensed Responsible Officer with CE reference BGO816. Currently licensed at 1 firm(s): Huizhi International Capital Holdings Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 6.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 4 - Advising on securities | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 9 - Asset management | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-04 | 2020-09-11 |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-04 | 2020-09-11 |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-04 | 2020-09-11 |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 9 - Asset management | 2019-09-04 | 2020-09-11 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaopeng Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yong Zhu | Huizhi International Capital Holdings Co., Limited | 2019–present |
| Wenhui Wang | Huizhi International Capital Holdings Co., Limited | 2019–present |
| Chak Lam Kwok | Huizhi International Capital Holdings Co., Limited | 2022–present |
| Jianping Zheng | Huizhi International Capital Holdings Co., Limited | 2019–2026 |
| Shu Wen | Huizhi International Capital Holdings Co., Limited | 2025–present |