Chi Yin Poon
潘志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yin Poon (潘志賢), a licensed former licensee with CE reference BFY429. This person has 8.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-30 | 2024-09-16 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2023-08-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-31 | 2016-11-24 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-28 | 2016-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yin Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.