Brian Ching Lam Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Ching Lam Tong (湯正楠), a licensed Responsible Officer with CE reference BFX507. Currently licensed at 1 firm(s): Wealth Harbour Investment & Management Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 4 - Advising on securities | 2024-06-18 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 9 - Asset management | 2024-06-18 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-05 | 2024-06-18 |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-05 | 2024-06-18 |
| EQT Partners Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-09 | 2021-09-30 |
| EQT Partners Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-09 | 2021-09-30 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-12-09 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-30 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Ching Lam Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.