Alan Au
歐鴗澲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Au (歐鴗澲), a licensed former licensee with CE reference BFO819. This person has 3.3 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-07 | 2020-11-20 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-07 | 2020-11-20 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-22 | 2019-10-09 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-22 | 2019-10-09 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-22 | 2019-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.