Jin Young Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Young Lee, a licensed former licensee with CE reference BFN399. This person has 4.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-23 | 2020-10-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-23 | 2020-10-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2017-01-23 | 2020-10-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-01 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-01 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-01 | 2016-03-08 |