Steven Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Liu, a licensed Representative with CE reference BEZ294. Currently licensed at 1 firm(s): Aspex Management (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 7.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspex Management (HK) Limited |
Rep | Type 9 - Asset management | 2023-09-01 | present |
| Elliott Advisors (HK) Limited | Rep | Type 9 - Asset management | 2016-12-09 | 2019-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-16 | 2016-10-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-16 | 2016-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.