Anthony Tsz Him Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Tsz Him Chan (陳梓謙), a licensed Responsible Officer with CE reference BEM407. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-17 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-06-17 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-06-17 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 - Asset management | 2026-06-17 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-19 | 2026-06-17 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-03-19 | 2026-06-17 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-19 | 2026-06-17 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-03-19 | 2026-06-17 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-17 | 2026-01-09 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-11-17 | 2026-01-09 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 4 - Advising on securities | 2023-11-17 | 2026-01-09 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-11-17 | 2026-01-09 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-04 | 2026-01-09 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-01-04 | 2026-01-09 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 9 - Asset management | 2023-01-04 | 2026-01-09 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-31 | 2023-01-04 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-31 | 2023-01-04 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-10-31 | 2023-01-04 |
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-24 | 2022-09-14 |
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 4 - Advising on securities | 2020-09-24 | 2022-09-14 |
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 9 - Asset management | 2020-09-24 | 2022-09-14 |
| Lamtex Securities Limited 林達證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-04 | 2020-05-24 |
| Lamtex Securities Limited 林達證券有限公司 |
RO | Type 4 - Advising on securities | 2017-10-04 | 2020-05-24 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-02 | 2017-10-04 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 - Asset management | 2017-06-02 | 2020-05-24 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-17 | 2017-10-04 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-14 | 2015-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Tsz Him Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.