Ramin Brian Guppy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramin Brian Guppy, a licensed Representative with CE reference BEK731. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 11.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-03-28 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-10-29 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-10-29 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-19 | 2022-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-10-29 | 2018-12-19 |