David Alex Luo
羅富榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Alex Luo (羅富榮), a licensed former licensee with CE reference BEE425. This person has 2.0 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-15 | 2016-09-01 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as David Alex Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siddharth Mansukhani | Itau Asia Securities Limited | 2014–2016 |
| Kenichi Noguchi | Itau Asia Securities Limited | 2014–2016 |
| Philip Kar Leung Woo | Itau Asia Securities Limited | 2014–2016 |
| Hang Lau | Itau Asia Securities Limited | 2014–2016 |
| Yoshiyuki Kitaoka | Itau Asia Securities Limited | 2015–2016 |
| Caio Napoli Galvao | Itau Asia Securities Limited | 2014–2015 |
| Yau Chuen Jasper Leung | Itau Asia Securities Limited | 2016 |
| Marvin Wai Yuen Pang | Itau Asia Securities Limited | 2014 |