Sunita Subramoniam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunita Subramoniam, a licensed former licensee with CE reference BDZ962. This person has 7.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-20 | 2022-07-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-20 | 2022-07-22 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-01-09 | 2017-10-25 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-01-09 | 2017-10-25 |
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-08-14 | 2016-12-31 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2014-08-14 | 2016-12-31 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunita Subramoniam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.