Chi Ming Lee
李志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Lee (李志明), a licensed former licensee with CE reference BDO996. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-02-20 | 2022-08-01 |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 9 - Asset management | 2020-02-20 | 2022-08-01 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-07-07 | 2020-02-11 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 9 - Asset management | 2014-10-03 | 2020-02-11 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.