Stephen Michael Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Michael Tong, a licensed former licensee with CE reference BDO729. This person has 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-24 | 2017-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-24 | 2017-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-06-24 | 2014-07-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-06-24 | 2014-07-07 |