Adrian Li
利至恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Li (利至恩), a licensed former licensee with CE reference BDJ811. This person has 2.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-01 | 2019-08-13 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-01 | 2019-08-13 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-09 | 2015-01-05 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-09 | 2015-01-05 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Adrian Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Frederick Tse Wai Wu | First Asia Finance Group Limited | 2014–2019 |
| Sze Tang Li | First Asia Finance Group Limited | 2014–2019 |