Edward Bernard Charles Duggan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Bernard Charles Duggan, a licensed former licensee with CE reference BDD898. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-25 | 2021-08-25 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-11 | 2019-02-25 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2015-01-26 | 2018-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2015-01-26 | 2018-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2015-01-26 | 2018-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-03-26 | 2015-01-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-03-26 | 2015-01-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2014-03-26 | 2015-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edward Bernard Charles Duggan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.