Kai Ming Lee
李啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Lee (李啟明), a licensed former licensee with CE reference BCO596. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-12-21 | 2019-07-03 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-27 | 2014-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.