Hua Tu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Tu (涂畫), a licensed Representative with CE reference BCO528. Currently licensed at 1 firm(s): FountainCap Research & Investment (Hong Kong) Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-15 | present |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-06-15 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-23 | 2020-05-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-23 | 2020-05-03 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Tu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.