Yuguang Yan
閆宇光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuguang Yan (閆宇光), a licensed former licensee with CE reference BET078. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-07 | 2021-06-18 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-10-07 | 2021-06-18 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2015-01-20 | 2015-01-31 |