Rui Liu
刘睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Liu (刘睿), a licensed former licensee with CE reference BCN972. This person has 8.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-24 | 2022-12-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-24 | 2022-12-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-24 | 2022-12-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-10 | 2017-09-28 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-13 | 2017-09-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2013-12-23 | 2015-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rui Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.