Shuk Fan Lee
李淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fan Lee (李淑芬), a licensed Representative with CE reference BCD146. Currently licensed at 4 firm(s): China Everbright Securities (HK) Limited, CES Forex (HK) Limited, CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 12.7 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-02 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-07-28 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-28 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-20 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-23 | 2014-09-22 |