Vivian Wan
王曉昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wan (王曉昱), a licensed former licensee with CE reference BBW591. This person has 11.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tairen Capital Limited 泰仁資本有限公司 |
Rep | Type 9 - Asset management | 2020-09-24 | 2026-02-27 |
| Greenwoods Asset Management Hong Kong Limited 景林資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2017-02-09 | 2019-12-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-06 | 2016-05-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-06 | 2016-05-25 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-16 | 2015-06-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-16 | 2015-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.